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// M3 SERVICES
M3 Wealth Management Solutions provides a comprehensive suite of services to wealth managers and asset managers:
- Account Maintenance
- All activities transparent to client on Workflow Monitor
- Image all account paperwork and attach at the account level – for initial set-up and maintenance
- “Two sets of eyes” quality check based on client determined, pre-set, suitability parameters
- Verify account funding
- Apply account restrictions as directed by client
- Daily security and account valuations
- Account Reconciliation
- Daily position and transaction reconciliation
- Research and resolve trade issues with program manager and/or custodian on behalf of Client
- Update account profile of reconciliation status; notify asset manager of outstanding non-reconciled items
- Connectivity
- Centralized connections to custodians
- Vestmark’s VMAP platform upgrades are maintained and upgraded in line with releases
- Connectivity to third party CRM and performance reporting systems
- Practice Management Consulting
- Operational
- Sales & Marketing
- Product Development
- Training conducted through MainStay Consulting
- Performance and Reporting
- Daily pre-tax performance calculation
- Composite reporting and maintenance monthly
- Benchmark Maintenance
- Management Reporting
- Client Reporting
- Investment Management
- Managed Mutual Fund/ETF Solutions, SMA, MMA, UMA and Hybrid UMA accounts supported
- Rep as portfolio manager supported
- Multiple rebalance options supported
- Tax Transition management
- Daily tax loss harvesting
- Customization using Northfield Information System’s Fundamental Risk Model
- Connectivity to third party research firms (Prima, Greenrock, etc.)
- Trade Processing
- Directed back to custodian
- Step-outs as directed
- Trade order management system facilitation
- Dark pools and algorithmic trading supported
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